Розробка концепції корпоративної підзвітності в міжнародному праві: моделі для Угоди про бізнес та права людини

Розробка концепції корпоративної підзвітності в міжнародному праві: моделі для Угоди про бізнес та права людини

Автор(и)

  • Надя Берназ Університет Вагенінгена, Netherlands

DOI:

https://doi.org/10.21564/2707-7039.1.247487

Ключові слова:

бізнес і права людини, угода, корпоративна підзвітність, Керівні принципи ООН з питань бізнесу і прав людини, Загальна декларація прав людини

Анотація

У цій статті сформована концепція корпоративної підзвітності за міжнародним
правом і представлена аналітична рамка, яка перекладає корпоративну підзвітність на сім
основних елементів. Потім, використовуючи цю аналітичну рамку, вона систематично оцінює
чотири моделі, які можуть бути використані в майбутній Угоді про бізнес та права людини
(BHR): модель Керівних принципів ООН з питань бізнесу та прав людини, модель Загальної
декларації прав людини, прогресивна модель і трансформаційна модель. Стаття має на меті
зробити свій внесок у переговорний процес щодо Угоди про бізнес та права людини через
роз’яснення різних варіантів і можливих компромісів між ними, беручи до уваги політичні реалії.
Урешті-решт, у статті на користь поширення Угоди про бізнес та права людини доводиться
прогресивна модель корпоративної підзвітності, яка поєднує амбітний розвиток міжнародного
права з реалістичними перспективами державної підтримки.

Біографія автора

Надя Берназ, Університет Вагенінгена

кандидатка юридичних наук, доцентка групи з права

Посилання

Aparac, Jelena. “BHR Symposium: Business and Human Rights in Armed Conflicts – Exclusion of Corporate International Criminal Liability from the Second Draft Treaty.” Opinio Juris (2020). http://opiniojuris.org/2020/09/08/bhr-symposium-business-and-human-rights-in-armed-conflicts-exclusion-of-corporateinternational-criminal-liability-from-the-second-draft-treaty/.

Arnold, Denis G. “Corporations and Human Rights Obligations.” Business and Human Rights Journal 1(2) (2016): 255–75. https://doi.org/10.1017/bhj.2016.19.

Baumann-Pauly, Dorothée, and Justine Nolan. Business and Human Rights: From Principles to Practice. Abingdon: Routledge, 2016.

Bedjaoui, Mohammed. “Responsibility of States: Fault and Strict Liability.” In Encyclopaedia of Public International Law, edited by Rudolf Bernhardt. North Holland: Elsevier, IV, 2000.

Benston, George J. “Accounting and Corporate Accountability.” Accounting, Organizations and Society 7(2) (1982): 87–105. https://doi.org/10.1016/0361-3682(82)90014-9.

Bernaz, Nadia. Business and Human Rights. History, Law and Policy. Bridging the Accountability Gap. Abingdon: Routledge, 2016.

Bernaz, Nadia. “Clearer, Stronger, Better? – Unpacking the 2019 Draft Business and Human Rights Treaty.” Rights as Usual (2019). https://rightsasusual.com/?p=1339.

Bernaz, Nadia. “Enhancing Corporate Accountability for Human Rights Violations: Is Extraterritoriality the Magic Potion?” Journal of Business Ethics 117 (2013): 497–511. https://doi.org/10.1007/s10551-012-1531-z.

Bernaz, Nadia, and Irene Pietropaoli. “Developing a Business and Human Rights Treaty: Lessons from the Deep Seabed Mining Regime under the United Nations Convention on the Law of the Sea.” Business and Human Rights Journal 5(2) (2020): 200–20. https://doi.org/10.1017/bhj.2020.7.

Bernaz, Nadia, and Irene Pietropaoli. “The Role of Non-governmental Organizations in the Business and Human Rights Treaty Negotiations.” Journal of Human Rights Practice 9(2) (2017): 287–311. https://doi.org/10.1093/jhuman/hux011.

Bilchitz, David. “A Chasm between ‘is’ and ‘ought’? A Critique of the Normative Foundations of the SRSG’s Framework and the Guiding Principles.” In Human Rights Obligations of Business: Beyond the Corporate Responsibility to Respect? Edited by Surya Deva and David Bilchitz. Cambridge: Cambridge University Press, 2013.

Bilchitz, David. “The Necessity for a Business and Human Rights Treaty.” Business and Human Rights Journal 1(2) (2016): 203–27. https://doi.org/10.1017/bhj.2016.13.

Bovens, Mark. “Analysing and Assessing Accountability: A Conceptual Framework.” European Law Journal 13(4) (2007): 447–68. https://doi.org/10.1111/j.1468-0386.2007.00378.x.

Bovens, Mark. “Two Concepts of Accountability: Accountability as a Virtue and as a Mechanism.” West European Politics 33(5) (2010): 946–67. https://doi.org/10.1080/01402382.2010.486119.

Cassel, Douglass. “Ecuador’s Revised Draft Treaty: Getting down to Business.” Business and Human Rights Resource Centre, 2019. https://www.business-humanrights.org/en/ecuador%E2%80%99s-revised-draft-treaty-getting-down-to-business.

Cooper, Sara M., and David L. Owen. “Corporate Social Reporting and Stakeholder Accountability: The Missing Link.” Accounting, Organizations and Society 32(7–8) (2007): 649–67. https://doi.org/10.1016/j.aos.2007.02.001.

Corporate Human Rights Benchmark, Core UNGP indicator assessment for companies in all sectors, 2019. https://www.corporatebenchmark.org/sites/default/files/CHRB%20Core%20UNGP%20Indicators%20-%2025Apr2019.pdf.

De Schutter, Olivier. “Towards a New Treaty on Business and Human Rights.” Business and Human Rights Journal 1(1) (2016): 41–67. https://doi.org/10.1017/bhj.2015.5.

Deva, Surya. “Multinationals, Human Rights and International Law: Time to Move beyond the ‘State-centric’ Conception?” In Human Rights and Business: Direct Corporate Accountability for Human Rights, edited by Jernej Letnar Černič and Tara Van Ho, 27–49. Wolf Legal Publishers, The Hague, 2015.

Deva, Surya. “The Draft is ‘Negotiation-ready’, but are States Ready?” Opinio Juris BHR Symposium, 2020. https://opiniojuris.org/2020/09/08/bhr-symposium-the-business-and-human-rights-treaty-in-2020-the-draft-is-negotiation-ready-but-are-states-ready/.

Fasciglione, Marco. “An International Mechanism of Accountability for Adjudicating Corporate Violations of Human Rights? Problems and Perspectives.” In Judicial Power in a Globalized World, edited by Paulo Pinto de Albuquerque and Krzysztof Wojtyczek, 179–95. Cham: Springer, 2019.

Garrido Alves, Danilo B. “Law-making, Civil Society and the Treaty on Business & Human Rights: Strategies for Effectiveness.” LLM thesis University of Cambridge, 2019. https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3692292.

Grant, Ruth W., and Robert O. Keohane. “Accountability and Abuse of Power in World Politics.” American Political Science Review 99 (2005): 29–43. https://doi.org/10.1017/S0003055405051476.

Gupta, Aarti, and Harro van Asselt. “Transparency in Multilateral Climate Politics: Furthering (or distracting from) Accountability?” Regulation & Governance 13 (2019): 18–34. https://doi.org/10.1111/rego.12159.

Hamdani, Khalil, and Lorraine Ruffing. “Lessons from the UN Centre on Transnational Corporations for the Current Treaty Initiative.” In Building a Treaty on Business and Human Rights: Context and Contours, edited by Surya Deva and David Bilchitz, 27–47. Cambridge: Cambridge University Press, 2017.

Henkin, Louis. “The Universal Declaration at 50 and the Challenge of Global Markets.” Brooklyn Journal of International Law 25 (1999): 17–26.

Howard-Grenville, Jennifer A. “Inside the ‘black box’: How Organizational Culture and Subcultures Inform Interpretations and Actions on Environmental Issues.” Organization & Environment 19 (2006): 46–73. https://doi.org/10.1177/1086026605285739.

Howard-Grenville, Jennifer A., Jennifer Nash, and Cary Coglianese. “Constructing the License to Operate: Internal Factors and Their Influence on Corporate Environmental Decisions.” Law and Policy 30 (2008): 73–107. https://doi.org/10.1111/j.1467-9930.2008.00270.x.

Hulme, Max H. “Preambles in Treaty Interpretation.” University of Pennsylvania Law Review 164 (2016): 1281–343.

Karp, David J. Responsibility for Human Rights, Transnational Corporations in Imperfect States. Cambridge: Cambridge University Press, 2014.

Karp, David J. “What is the Responsibility to Respect Human Rights? Reconsidering the ‘respect, protect, and fulfill’ Framework.” International Theory 12 (2020): 83–108. https://doi.org/10.1017/S1752971919000198.

Keohane, Robert O. “Accountability in World Politics.” Scandinavian Political Studies 29 (2006): 75–87. https://doi.org/10.1111/j.1467-9477.2006.00143.x.

Kletzel, Gabriela, Andrés López Cabello, and Daniel Cerqueira. “A Toothless Tool? First Impressions on the Draft Optional Protocol to the Legally Binding Instrument on Business and Human Rights.” Business and Human Rights Resource Centre, 2018. https://www.business-humanrights.org/en/a-toothless-tool-first-impressions-on-the-

draft-optional-protocol-to-the-legally-binding-instrument-on-business-and-human-rights.

Leader, Sheldon. “Coherence, Mutual Assurance and the Rationale for a Treaty.” In Building a Treaty on Business and Human Rights: Context and Contours. Cambridge: Cambridge University Press, 2017.

Lopez, Carlos. “Struggling to Take off? The Second Session of Intergovernmental Negotiations on a Treaty on Business and Human Rights.” Business and Human Rights Journal 2 (2017): 365–70. https://doi.org/10.1017/bhj.2017.15.

Lopez, Carlos, and Ben Shea. “Negotiating a Treaty on Business and Human Rights: A Review of the First Intergovernmental Session.” Business and Human Rights Journal 1 (2015): 111–16. https://doi.org/10.1017/bhj.2015.15.

López, Latorre, and Felipe Andres. “In Defence of Direct Obligations for Businesses under International Human Rights Law.” Business and Human Rights Journal 5(1) (2020): 56–83. https://doi.org/10.1017/bhj.2019.27.

Luo, Yadong. “Corporate Governance and Accountability in Multinational Enterprises: Concepts and Agenda.” Journal of International Management 11 (2005): 1–18. https://doi.org/10.1016/j.intman.2004.11.001.

Macchi, Chiara. “A Treaty on Business and Human Rights: Problems and Prospects.” In The Future of Business and Human Rights, edited by Jernej Letnar Černič and Nicolas Carrillo-Santarelli. Intersentia, Cambridge, Antwerp, Portland, 2018.

McConnell, Lee. “Assessing the Feasibility of a Business and Human Rights Treaty.” International and Comparative Law Quarterly 66 (2017): 143–80. https://doi.org/10.1017/S0020589316000476.

Methven O’Brien, Claire. “Transcending the Binary: Linking Hard and Soft Law Through a UNGPS-Based Framework Convention.” AJIL Unbound 114 (2020): 186–91. https://doi.org/10.1017/aju.2020.36.

Mohammed, Munif. “Corporate Accountability in the Context of Sustainability – a Conceptual Framework.” EuroMed Journal of Business 8 (2013): 243–54. https://doi.org/10.1108/EMJB-05-2013-0026.

Newell, Peter. “Civil Society, Corporate Accountability and the Politics of Climate Change.” Global Environmental Politics 8(3) (2008): 122–53. https://doi.org/10.1162/glep.2008.8.3.122.

Oxford Learners’ Dictionary (online edition, 2020). https://www.oxfordlearnersdictionaries.com/.

Roorda, Lucas. Jurisdiction over Foreign Direct Liability Claims against Transnational Corporations in EU Member States. Increasing Access to Remedy for Victims of Corporate Human Rights Violations. Dissertation, Utrecht University, 2019.

Ruggie, John G. “A UN Business and Human Rights Treaty? An Issues Brief. Harvard University’s Kennedy School of Government.” Business and Human Rights Resource Centre, 2014. https://www.business-humanrights.org/sites/default/files/media/documents/ruggie-on-un-business-human-rights-treaty-jan-2014.pdf.

Ruggie, John G. Just Business: Multinational Corporations and Human Rights. New York: W. W. Norton, 2013.

Schabas, William A., ed. The Universal Declaration of Human Rights, the travaux préparatoires. Vol. I. Cambridge: Cambridge University Press, 2013.

Scheffer, David, and Caroline Kaeb. “The Five Levels of CSR Compliance: The Resiliency of Corporate Liability under the Alien Tort Statute and the Case for a Counterattack Strategy in Compliance Theory.” Berkeley Journal of International Law 29 (2011): 334–97. https://doi.org/10.15779/Z38T65N.

Simons, Penelope. “The Value-added of a Treaty to Regulate Transnational Corporations and other Business Enterprises Moving forward Strategically.” In Building a Treaty on Business and Human Rights: Context and Contours. Cambridge: Cambridge University Press, 2017.

UN, UN Guiding principles on business and human rights: implementing the United Nations “Protect, Respect and Remedy” framework, HR/PUB/11/04 (2011).

UN, ECOSOC, Transnational corporations: issues involved in the formulation of a code of conduct, E/C.10/17 (1976).

UN, General Assembly, Basic principles and guidelines on the right to a remedy and reparation for victims of gross violations of international human rights law and serious violations of international humanitarian law, A/RES/60/ (2005).

UN, General Assembly Third Committee, Meeting record of 156th meeting on Draft international declaration of human rights, A/C.3/SR.156 (1948).

UN, International Law Commission, Draft articles on responsibility of states for internationally wrongful acts, with commentaries, A/56/10 (2001).

UN, John G. Ruggie, Human Rights Policies and Management Practices: Results from Questionnaire Surveys of Governments and Fortune Global 500 Firms, A/HRC/4/35/Add.3: 24 (2007).

UN, John G. Ruggie, A Framework for Business and Human Rights, Report of Special representative of the Secretary-General on the issue of human rights and transnational corporations and other business enterprises, A/HRC/8/5: 17 (2008).

Van Ho, Tara. “‘Band-aids Don’t Fix Bullet Holes.’ In Defence of a Traditional State-centric Approach.” In The Future of Business and Human Rights. Intersentia, Cambridge, Antwerp, Portland, 2018.

Wheeler, Sally. “Global Production, CSR and Human Rights: The Courts of Public Opinion and the Social Licence to Operate.” The International Journal of Human Rights 19 (2015): 757–78. https://doi.org/10.1080/13642987.2015.1016712.

##submission.downloads##

Опубліковано

2021-12-23

Номер

Розділ

БІЗНЕС І ПРАВА ЛЮДИНИ: ПЕРСПЕКТИВА НОВОГО С УСПІЛЬНОГО ДОГОВОРУ